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Municipal Securities Rulemaking Board
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51	Microsoft Word - Chalmers_July17th2014 Add to Reading List Source URL: www.bondbuyer.com Language: English - Date: 2014-07-24 16:01:03 Financial markets Fixed income market Government bonds Self-regulatory organizations Electronic Municipal Market Access Municipal bond Securities market Bond Municipal Securities Rulemaking Board Financial economics Finance Economics
52	Final Rule and Interpretation: Amendment to Municipal Securities Disclosure Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-11 09:56:32 Finance Securities United States securities law United States Securities and Exchange Commission 73rd United States Congress Electronic Municipal Market Access Securities Act Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial economics Stock market Investment
53	2015 Writing Award In Conjunction with The Municipal Securities Rulemaking Board Gallery on Municipal Securities Regulation You are invited to join in the competition for the 2015 writing award, recognizing an essay on a Add to Reading List Source URL: www.sechistorical.org Language: English - Date: 2014-04-29 20:35:43 Municipal Securities Rulemaking Board Rulemaking Government Financial regulation Law Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission
54	Microsoft Word - 82689590_9 Add to Reading List Source URL: www.cnssecuritieslaw.com Language: English - Date: 2015-03-24 20:25:21 Business Financial system Self-regulatory organizations 76th United States Congress Registered Investment Advisor Financial Industry Regulatory Authority Municipal Securities Rulemaking Board Investment Advisor Financial adviser United States securities law Financial economics Finance
55	March 3, 2015 NFMA RELEASES DRAFT BEST PRACTICES FOR DIRECT PURCHASE BONDS, BANK LOANS, AND OTHER BANKBORROWER AGREEMENTS FOR PUBLIC COMMENT For Immediate Release Contact: Add to Reading List Source URL: www.nfma.org Language: English - Date: 2015-03-03 15:33:13 Municipal Securities Rulemaking Board Credit rating agency Bond Economics Government Government debt Local government in the United States Municipal bond
56	Recommendation: Empowering Elders and other Investors: Background Checks in the Financial Markets Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-07 17:49:28 Self-regulatory organizations Financial regulation Finance 73rd United States Congress United States Securities and Exchange Commission Financial Industry Regulatory Authority Registered Investment Advisor Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission United States securities law Financial economics Business
57	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 11, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Notice of Filing of Amendment No. 1 and Or Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 17:24:09 Financial Industry Regulatory Authority Economy of the United States Trade Reporting And Compliance Engine Business U.S. Securities and Exchange Commission Securities Exchange Act ACT Municipal Securities Rulemaking Board Selling away United States securities law Self-regulatory organizations Financial regulation
58	SecondMarket Secondary Trading Developments SEC Advisory Committee on Small and Emerging Companies March 4, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 18:58:37 Finance Financial system 73rd United States Congress United States Securities and Exchange Commission SecondMarket Municipal Securities Rulemaking Board Security Securities Act Securities Investor Protection Corporation Financial economics United States securities law Self-regulatory organizations
59	Page 22 of 31 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** Text of Proposed New FINRA Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-24 09:13:44** Municipal Securities Rulemaking Board Financial regulation Economy of the United States Federal Rules of Civil Procedure Law Securities Exchange Act Self-regulatory organizations United States securities law Financial Industry Regulatory Authority
60	Scott C. Goebel Senior Vice President General Counsel FMR Co. 82 Devonshire Street V10E, Boston, MA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 13:28:24 Financial regulation United States Securities and Exchange Commission Financial markets Financial system 73rd United States Congress Securities Exchange Act Alternative Trading Systems U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Self-regulatory organizations Financial economics

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